大模型刑事风险的数据犯罪规制模式

    Data Crime Regulation Model for Criminal Risks of Large Models

    • 摘要: 面对生成式人工智能大模型涉及的刑事风险,现有解释论和立法论的规制方案可能存在罪名适用的不确定性、不易确定行为对象等不足。大模型发展的基础和根本是数据,其刑事风险的本质为数据风险,因此应适用数据犯罪模式规制其风险。该模式以权利树理论为依据而具有合理性,以数据法律为基础而具有可操作性,可以通过重塑数据犯罪来规制大模型的刑事风险。在解释论上,应适用三大方法论:提倡数据管理秩序的双层法益,实现数据犯罪的独立性规制;防控大模型输入、运算、输出阶段的不同数据处理行为,实现数据犯罪的全生命周期规制;释明大模型数据的不可接受、重大和一般风险,实现数据犯罪的分类分级规制。在立法论上,通过设置具有法定犯、结果犯和阶梯刑属性的非法处理数据罪,可以彻底解决现有数据犯罪的弊端,实现对大模型数据风险的精准管理。

       

      Abstract: Faced with the criminal risks associated with large generative AI models, the existing regulatory schemes based on interpretative theory and legislative theory may suffer from uncertainties in the application of criminal charges and difficulties in determining the object of the behavior. The foundation and essence of the development of large models lie in data, and the nature of their criminal risks is data risk. Therefore, the data crime model should be applied to regulate these risks. This model is reasonable based on the theory of the right tree and operable based on data law. Hence, the criminal risks of large models can be regulated by reshaping data crimes. In terms of interpretative theory, three major methodologies should be applied: advocating for a dual-layer legal interest in data management order to achieve independent regulation of data crimes; preventing and controlling different data processing behaviors at the input, operation, and output stages of large models to achieve full lifecycle regulation of data crimes; and clarifying unacceptable, significant, and general risks of large model data to achieve classified and graded regulation of data crimes. In terms of legislative theory, by establishing the crime of illegally processing data with attributes of statutory offense, consequential offense, and tiered punishment, the drawbacks of existing data crimes can be thoroughly addressed, achieving precise management of data risks associated with large models.

       

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